Atop my smiling face is skin and hair. Below that lies fat, then muscle, bone, and brain. In short, a layered hunk of meat that constitutes my head. If you tease it all apart, you’ll find long strings of molecules that tell the flesh how to organize and maintain itself, and if you step back and watch the whole thing do its thing, you’ll see my smile.
But which is me? The meat? Or the smile? To my way of thinking, the smile that can’t exist apart from the meat is still more interesting than the meat. And more interesting still is the origin of the smile. If you tilt your thinking a little, shift some terms, this relationship exists inside a novel as well. Instead of meat, a novel has narrative structure; instead of a smile, premise.
In approximation, the premise describes what the novel is about and boy, doesn’t that sound simple? Doesn’t it sound like you could whip one out as easily as raising the outer edges of your lips? Well, pause a second to consider the Mona Lisa. It’s just a chick grinning, right? Just a gal smiling in front of a landscape? You bet. And: No. Flipping. Way. There’s a plexus of meaning behind the Mona Lisa’s smile. And a novel’s premise is much more than just a statement of what it’s about.
I may not truly understand this for fifty years, but for now, I think a premise takes a statement of general truth (someone always wants to be boss), overlays it with a more focused and complimentary assertion (somebody else always fights it), and precipitates as a statement specific to the author’s purpose (a slave struggles for liberation). The statement that results is easy to grasp, but offers more detail the closer you look at it. The premise provokes thought. The Mona Lisa isn’t exactly grinning, but something inside her felt nice, made its way onto her face, and has provoked wonder for five hundred years. A novel’s premise promises you something nice, and invites you to come get it. Whether it’s expressed on forty year-old meat, or by five hundred year-old paint, a smile isn’t just a cheek contraction and an elevation of the lips. A smile is the byproduct of deeper knowledge and feeling. Likewise, a novel’s premise is more than a description of plot, more than just what it’s about. A novel’s premise is an expression of why the author is writing the book. A novel’s premise contains character and plot, but its real job is to promise a demonstration of universal truth. Its real function is to incite curiosity, to make the author need to write the book, and to make people want to read it. A novel’s premise is an invitation for everybody to come closer.
So how do you build one? How do you write a novel’s premise? Look for clues in smiles*. The next time you feel one plaster onto your face, follow the emotion down to its origin. Discover its elemental truth. Bring that back and let it react with your thoughts until you see an application in the real world. Then write down what it means to your character. Look for truth at the root, apply it to your character, and express it in real world terms.
And for the sake chocolate fudge and Christmas brownies, smile.
* Pick your poison, dude. I happen to like smiles better than screams, but if horror is your thing, follow it down into the dark to see what lurks there.
P.S. Sorry for the multiple times I had to post this. My blogging software went nuts. Well, okay, I went nuts while using my blogging software.

